Shellsyntax — AI agents and workflows for compliance.

Automate your compliance with AI

The compliance operating system for financial-services teams.

AI agents and workflows for compliance — policy drafting, surveillance, training, regional reporting and more, in one platform.

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policy.compliance.yaml

agent.config.ts

# policy.compliance.yaml
agent: policy_drafting
grounding:
  retriever: chroma
  top_k: 8
  citations: required
sources:
  - hk_sfo_part15
  - sfc_code_of_conduct
  - internal/aml_policy_v3
output:
  format: docx
  audit_trail: true
  reviewer: compliance_officer

FastAPI + LangGraph

Agent orchestration

ChromaDB

RAG vector store

React 19

Modern SPA

n8n

Event-driven workflows

Platform

Ten apps. One platform.

Every compliance workflow your team runs — policy drafting, surveillance, training, and reporting — powered by the same RAG knowledge base.

Policy Drafting

AI-assisted policy & procedure generation grounded in regulation.

Regulatory Monitor

AI agent that detects rule changes and proposes policy updates.

Trade Surveillance

Flag suspicious trading patterns with exception reporting.

Trade Idea Monitoring

Flag trade ideas placed near research reports.

Regional Reporting

Automated compliance reports across jurisdictions.

Regulatory Newsletter

Weekly curated regulatory updates with AI summaries.

Mandatory Training

Training programs with exam tracking and exportable evidence.

Incident Logging

Capture, classify, and audit incidents end-to-end.

Marketing Review

AI-powered review of marketing materials.

Staff Dealing

Personal trading reconciliation and policy enforcement.

Regulatory Exam Prep

Practice with AI grading and detailed feedback.

Explore each app →

From regulatory change to updated policy — without the manual legwork.

Your team handles the judgment calls. The platform handles the rest — policy drafts, exception reports, review of training records, marketing materials, all grounded in your actual regulatory obligations. Also includes fully queryable compliance reporting and newsletter generation.

Connect your sources

Point the platform at your regulatory feeds, internal policies, broker statements, and trade data. The agent monitors for changes and keeps everything indexed automatically.

Ask or automate

Query your policy library in plain English, or let the AI agents run — flagging trade exceptions, drafting policy updates, reviewing marketing materials, without manual triage.

Get cited answers

Every draft, alert, and report links back to the exact regulation or internal policy it came from. No black-box outputs your regulator will question.

Sign off and export

Approve findings, log decisions, and export audit-ready evidence packs. A complete, timestamped record for your next regulatory exam — generated automatically.

See it on your own data.

Spin up the live demo or book an implementation call. Most teams are running their first grounded policy draft inside an hour.

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