Apps
Policy Drafting
Draft compliance policies and procedures in minutes, with every clause traced back to the regulation it implements.
What it does
The Policy Drafting app lets compliance officers generate, review, and version internal policies — AML procedures, conduct of business manuals, conflicts of interest frameworks, and more — using AI that retrieves the actual regulatory text your draft needs to implement.
The agent doesn't guess. It searches your indexed regulatory library (SFC codes, FCA handbooks, SEC rules, internal standards) and builds each section of the draft around grounded citations. When a regulation changes, the platform flags the affected policy for review.
Key capabilities
- Regulation-grounded drafts. Select the regulatory topic and jurisdiction; the agent retrieves the relevant rules and uses them as the basis for each policy section.
- Citation trail. Every paragraph in the output links to the source rule or circular. Reviewers can verify each claim without leaving the page.
- Your house style. Drafts export to DOCX using your firm's formatting template, ready for legal or senior management sign-off.
- Version history. Each published version is timestamped and locked. Regulators can see exactly what was in force on any given date.
- Gap detection. Paste in an existing policy and the agent identifies clauses that no longer map to current regulatory requirements.
Typical workflow
- Open the Policy Drafting app and describe the policy topic — for example, Personal Account Dealing Policy for Hong Kong, SFC-regulated broker-dealer.
- The agent retrieves relevant SFC codes of conduct and your existing internal standards.
- Review the generated draft section by section. Each clause shows the source regulation in a side panel.
- Accept, edit, or regenerate individual sections.
- Publish the approved version. The platform logs the review, the approver, and the date.
- Export to DOCX for your policy register.
Supported jurisdictions
The regulatory knowledge base includes rules from SFC (HK), HKMA, FCA (UK), SEC and FINRA (US), ESMA (EU), MAS (Singapore), SEBI (India), and ASIC (Australia), alongside your uploaded internal standards and procedures.