Apps
Regional Reporting
Generate structured compliance reports for each jurisdiction your firm operates in — with carry-forward from prior periods and AI-assisted drafting of exception narratives.
What it does
Compliance teams operating across multiple jurisdictions face the same problem every reporting cycle: assembling data from different systems, mapping it to each regulator's format, and writing consistent exception narratives under time pressure.
The Regional Reporting app organises this workflow by jurisdiction. Each report period starts with the prior-period baseline carried forward, so reviewers focus only on changes and exceptions rather than rebuilding from scratch.
Key capabilities
- Per-jurisdiction report templates. Pre-configured templates for SFC (HK), FCA (UK), MAS (Singapore), ASIC (Australia), and SEC/FINRA (US). New jurisdictions can be added.
- Carry-forward baseline. Prior-period data is imported automatically. Reviewers see only what changed.
- AI-drafted exception narratives. Where exceptions require a written explanation, the platform drafts the narrative grounded in the relevant regulatory standard — the reviewer edits and approves rather than writing from scratch.
- Structured exceptions register. Every exception is logged with its type, root cause, remediation owner, and target resolution date.
- Export-ready output. Reports export to the required format (PDF, DOCX, or structured XML depending on the regulator) with approval signatures attached.
Typical workflow
- At the start of each reporting period, open the relevant jurisdiction's report template.
- Import the period's trade data, incident log, and surveillance exception summary.
- The platform pre-fills the standard sections and drafts narratives for any new exceptions.
- Compliance officer reviews, edits, and approves each section.
- Final report is exported and the approved version is archived with a complete edit history.